WWD : Dr. Martens Reported Target of Activist Investor

Dr. Martens Reported Target of Activist Investor
Sparta Capital is said to be working with the footwear brand to turn its business around after struggles in the U.S.

An activist investor has reportedly acquired a significant stake in Dr. Martens as it looks to revitalize challenged business for the British boot maker.

According to a Saturday report on Sky News in the U.K., activist fund manager Sparta Capital has acquired “stock worth tens of millions of pounds” in Dr. Martens and is working with the brand’s board to help it improve the business. The report added that Sparta is now one of the footwear brand’s top 10 shareholders.

Dr. Martens’ stock rose on the news, and was up more than 5 percent in London trading Monday to 153 pence.

A Dr. Martens spokesperson did not confirm the Sky News report, but said in a statement: “We engage with all our shareholders on a frequent basis and met with Sparta as part of the regular roadshow after our full-year results.”

Footwear News has reached out to Sparta Capital for a comment.

At the time of its IPO in 2021, Dr. Martens’ listing price was 370 pence a share. The offering comprised 350 million existing shares and valued the boot maker at 3.7 billion pounds. This was more than 10 times what parent Permira Holdings paid back in 2014 to own the brand.

Since then the footwear brand’s value has dropped as it has faced troubles in the U.S. market. Chief executive officer Kenny Wilson said in a statement in June that the company “poorly implemented” the move of its main West Coast distribution center from Portland, Oregon, to Los Angeles, which affected fourth-quarter wholesale shipments against the backdrop of a challenging consumer environment.

This month the company said it plans to focus attention on growing its business in the Americas as its top priority for fiscal year 2024 after revenues in the region dropped compared to the prior year, due to wholesale challenges, according to a regulatory filing.

In June, the company said it had reached 1 billion pounds ($1.25 billion, based on exchange at the time) in annual revenue for the first time when reporting earnings for fiscal 2023. Revenue grew 10 percent in fiscal year 2023 to 1 billion pounds, up from 908.3 million pounds ($1.1 billion) in 2022. Dr. Martens noted that it sold 13.8 million pairs of shoes in the year, down 2 percent on the previous year.

FT : Aston Martin aims to raise £210mn to clear high-interest debt

Aston Martin aims to raise £210mn to clear high-interest debt
Luxury-car maker plans to pay down last tranche of borrowing bearing a 15 per cent interest coupon

Aston Martin plans to raise £210mn by placing fresh shares in order to pay down a high-interest portion of debt that has hamstrung the business financially for the past three years.

In 2020, Aston took out a $100mn tranche of borrowing that came with a 15 per cent coupon and included a “payment in kind” element, a condition normally attached when investors believe the business will not have enough cash to make the full payment. 

The move gave it much-needed financial breathing room at a time of poor sales and the collapse of its share price following its 2018 IPO, but lumbered the luxury-car maker with hefty payments every quarter that sapped its profitability.

Last week Aston reported a £142mn pre-tax loss for six months, including £56mn of cash interest payments during the period. The company had £846mn of net debt at the end of June, of which the high-interest tranche was worth £186mn.

On Monday Aston said the money raised from the share sale will be used to buy back this portion of debt “by early November 2023”. This “will enable the company to operate with increased financial flexibility and improve free cash flow generation by reducing its interest costs”.

The move also helps Aston cash in on a strong run in its share price, which has quadrupled since last October. 

Aston’s largest investors, including the YewTree consortium led by owner and chair Lawrence Stroll, as well as China’s Geely, Saudi Arabia’s sovereign wealth fund PIF, and Mercedes-Benz, have together offered to buy £115mn of the shares. YewTree has underwritten a further £69mn of the share offering. 

Monday’s deal is the latest in a string of fundraisings by Aston, as it tries to wrestle back to profitability. The company brought in PIF last year through a right-issue in order to deal with part of its high-interest debt.

The latest deal should, if paid in full, clear the remainder of the debt, though the business still has a significant remaining debt pile paying 10.5 per cent interest.

Stroll, who once complained about “the God-damned debt” holding back the business, said the share offering would “accelerate the pathway we have been on to deleverage our balance sheet and become sustainably free cash flow positive”. 

The company is projecting that a new range of sports cars and high-price special models as well as lower interest payments, will help the business return to underlying profitability in the coming years. The business aims to have free cash flow by 2024, as well as balancing debt and earnings by 2027.

Reuters : Long/short hedge funds get crushed by bearish bets in July

Long/short hedge funds get crushed by bearish bets in July

NEW YORK, July 31 (Reuters) - Global long/short hedge funds, those that bet stocks will fall or rise, were forced to unwind bearish bets that were dragging down performance for most of July, a Goldman Sachs report showed on Monday.

Long/short are on track to post the worst monthly so-called alpha performance since May 2022, which considers gains in excess to benchmark indexes.

Long/short hedge funds had nine consecutive days of negative alpha returns prior to July 28, the longest streak since January 2017, Goldman Sachs said.

"This was mainly driven by a sharp degradation in short side alpha, but we saw a meaningful deterioration in long side performance in the past week as well," the report seen by Reuters said. A graphic showed alpha returns were down roughly 1% for the month.

Goldman Sachs (GS.N) runs one of the world's biggest prime brokerages, a banking unit that provides lending and trading services to investors and is able to see how large hedge funds and asset managers are moving.

Global long/short hedge funds were still up 0.49% in July through Friday, driven by the overall stock market rally, which tends to benefit their long bets, a different Goldman Sachs report showed on Friday. The S&P 500 index (.SPX) rose roughly 2% in the same period.

Overall, different hedge fund strategies have been forced to unwind their short positions to avoid further losses at a fast pace in July amid a market rally, the bank said.

"July is tracking to be one of the largest active de-grossing months for hedge funds in recent years," it said, adding there had been few times in the past 10 years when the de-risking move had been as high or higher.

Given the massive recent de-risking, Goldman Sachs wrote hedge funds may be close to finishing line of this trend.

"All things considered, we believe the signs of capitulation are starting to emerge and we might be getting closer to the latter innings of the current de-risking episode."

FT : Birkenstock owner eyes $8bn valuation in September IPO

Birkenstock owner eyes $8bn valuation in September IPO
L Catterton seeks bumper return after buying majority stake in 2021

The private equity owners of German sandal maker Birkenstock are considering an initial public offering of the company that could take place as soon as September, according to people familiar with the matter.

If L Catterton decides to go ahead with the listing, Birkenstock could be valued at more than $8bn, the people added.

An exit at that valuation would mark a bumper return for the private equity firm backed by French luxury fashion house LVMH, which has invested in consumer brands including Scandinavian fashion company Ganni and fitness company ClassPass.

It would also see L Catterton complete the second listing of one of its portfolio companies in a matter of months at a time when many private equity firms are struggling to cash out.

Earlier this month, L Catterton-backed online beauty products retailer Oddity Tech raised more than $400mn when it listed on the Nasdaq Stock Exchange. One of the people said that Birkenstock’s IPO may take place later than September.

Goldman Sachs and JPMorgan are advising on the potential listing.

Birkenstock traces its roots back to 1774. It took private equity money for the first time when L Catterton bought a majority stake in the company in 2021 in a deal valuing Birkenstock at €4bn. Two members of the Birkenstock family retain a minority share.

At the time, the company said the money would be used to pursue growth in markets such as China and India, as well as expand its ecommerce business.

Birkenstock employs about 3,000 people and makes most of its footwear in its own factories in Germany. The company’s products, which include sandals and other footwear, are sold in some 90 countries across the world.

Bloomberg News earlier reported on Birkenstock’s IPO plans.

L Catterton was formed in 2016 when LVMH and Bernard Arnault’s family holding company merged with US private equity firm Catterton.

Since then, the firm has grown substantially and now manages approximately $30bn in assets.

L Catterton has also considering a public listing, the Financial Times reported last year, following in the footsteps of some of its peers, including London-based Bridgepoint, Stockholm-based EQT and New York-based Blue Owl.

>>> Barron’s Weekend Summary

Barron’s Weekend Summary: Disney has been plagued by its own missteps. It is spending big on streaming, where profits remain elusive

Cover Story:
-Disney has been plagued by its own missteps. It is spending big on streaming, where profits remain elusive, while cable revenue continues to deteriorate. Its recent films, like Elemental and Indiana Jones and the Dial of Destiny, fell short of the mark set by Barbie, Oppenheimer, and even The Super Mario Bros. Movie. To repair the damage, Bob Iger, who had stepped down in 2020, returned as CEO, taking over from Robert Chapek.

Interview:
-Barron’s has spoken to Cathie Wood in mid-July, founder and CEO of ARK Investment Management. She is famous for her unwavering conviction in disruptive innovation and the companies behind it. The firm’s ARK funds gained prominence, and legions of investors, in 2020 as interest rates plummeted and growth stocks lifted off, although gains turned to losses in the next two years as the companies stumbled and rates rose. This year, ARK is benefiting from huge gains in stocks such as Tesla, Coinbase Global, and Roku. The firm’s flagship ARK Innovation exchange-traded fund (ARKK), with about $8B of assets, gained 54.5% through July 26, compared with a 19% increase in the S&P 500 index. ARK’s other funds, which invest in themes such as the genomic revolution, autonomous tech and robotics, and financial-technology innovation, similarly are outpacing the broad stock market, although they are still well below their early-2021 peaks.

Tech Trader:
-Tech stocks were flying in the year’s first half, with the NASADQ Composite up 32% as the sector’s largest players posted huge gains. There were at least three contributing factors to the rally: the emergence of generative artificial-intelligence applications, a “year of efficiency” focus on cost cuts and profitability, and growing confidence that the Federal Reserve’s tightening cycle was nearing completion. The missing ingredient was earnings and revenue growth, but now there are signs of optimism there, too. The past week brought earnings reports from three of tech’s most important players, Microsoft, Alphabet, and Meta Platforms. Next week, Apple and Amazon.com follow.

The Trader:
-It’s impossible to miss the headlines about possible work stoppages, massive wage increases, and other worker-related issues. Screenwriters and actors are striking, while UPS just reached a five-year labor deal with the International Brotherhood of Teamsters that would raise wages by roughly 30% cumulative over five years. Now General Motors GM is in the crosshairs as it negotiates with the United Auto Workers. Both the possibility of a strike and reaching a deal can create problems for stocks as investors first ignore the possibility of a work stoppage, then worry about one happening, and then worry about the higher costs of a new contract. There isn’t a lot of positivity surrounding labor negotiations.
-Wall Street has a strong dislike for Alcoa stock. The shares have been downgraded three times in July, twice to Hold from Buy and once from Hold to Sell. After those cuts, 14.3% of analysts covering the aluminum miner have Sell ratings or the equivalent on the stock, above the average of 6% for all stocks in the S&P 500, while just 36% have Buy ratings or the equivalent, well below the average of 55%. Alcoa is out of favor on Wall Street, and it’s getting worse. A year ago, 57% of analysts covering the stock rated shares Buy and none rated shares Sell. Alcoa stock, though, has slid right along with sentiment. Shares are down about 30% over the past 12 months, while the S&P 500 is up 13%. Being disliked by analysts, of course, doesn’t guarantee trading profits, though it does help investors in their quest to buy low and sell high. And there’s a fundamental case for Alcoa as well.

Features:
-China’s marriage rate steadily increased until hitting a peak in 2013, when 13.5M marriages were recorded. By the end of that year, a precipitous decline began—one that continues. Last year the marriage rate hit half its 2013 level, at 6.8M, according to China’s Ministry of Civil Affairs. The factors complicating the Chinese young adults’ romantic pursuits are manifold. They are either drained of energy or pressed for time, or their potential suitors are. A spouse must own a home and ideally a car or other investments, or come from a rich family. Both the causes and effects of the marriage falloff are being widely discussed in China. For one, the rising unemployment rate for the youth cohort has broken record after record each of the past few years. Joblessness for this group, aged 16 to 24, hit a record high of 21.3% in June. By comparison, the rate for the same age group in the U.S. was 7.5% in June, according to the U.S. Bureau of Labor Statistics.
-Intel shares rallied on Friday July 28 after the chip maker reported better-than-expected second-quarter earnings. But there is an underlying risk to the company’s outlook that shouldn’t be underestimated: how the artificial intelligence trend is going affect technology spending? Some analysts are growing concerned that Intel may face near term pressures as customers prioritize buying AI-related chips instead of traditional Intel processors. Intel CEO Patrick Gelsinger admitted as much. “We do think that the next quarter, at least, will show some softness [for the data center business],” he said on the earnings conference call.

Europe:
-The European Central Bank raised interest rates by a quarter-point as expected, but left the door open to keeping rates steady at its next meeting to set monetary policy. The ECB took its main refinancing rate for the 20 countries sharing the euro to 4.25% from 4.0% following the Federal Reserve’s quarter-point rate hike on Wednesday. The U.S. central bank moved rates to their highest level in 22 years, but offered little in the way of guidance for future meetings. ECB President Christine Lagarde said in a press conference following the decision that the increase was in response to inflation remaining “too high for too long” but that the central bank had an open mind about future decisions.

Emerging Markets:
No updates this week

Commodities:
-Prices at the gasoline pump hit an eight-month high and extended their monthlong gains, with signs that prices could keep rising during peak summer driving season. The average US retail gasoline price rose to $3.7137 a gallon on Thursday, the highest since Nov. 17, 2022, according to Oil Price Information Service. The move higher is a blow to efforts by the Biden administration to keep retail gasoline prices low and alleviate pain for household budgets. Thursday’s average is still about 59 cents a gallon cheaper than last year’s average of $4.30 a gallon, according to AAA, and below June 2022’s peak price of $5.02 a gallon, AAA said. But gasoline prices have risen about 4% in the past month. The rise could be linked to refinery outages, according to Patrick De Haan, GasBuddy’s head of petroleum analysis. Heat-related and other issues have affected refinery operations in Texas and Louisiana, which De Haan said is typical for summer, when the plants run nearly full-tilt.

Streetwise:
-Jack Hough says that investors looking for the next powerful return driver beyond artificial intelligence might want to check out ball bearings and slushies. Small companies are due for a lift—maybe a yearslong one. Below are some top picks from a pair of money managers. It has been a suspiciously good year for an uncomfortably narrow group. The S&P 500 index is up 18% year to date, and trades at 21 times this year’s projected earnings. Gains have overwhelmingly come from tech behemoths with early AI leads. Three have more than doubled this year: Nvidia, Meta Platforms, and Tesla. The rally should be broadening about now. But investors seem to have passed over sturdy, small companies and gone straight for a Star Wars cantina of market oddities. Among companies up more than 300% this year are Carvana, known for its dozens of car vending machines and zero years of profitability, crypto mining concerns Riot Platforms and Marathon Digital Holdings, and Upstart Holdings, an AI-driven lender.

FT : Buffett’s favoured advisory firm takes stake in Italian machinery maker IMA

FT : Buffett’s favoured advisory firm takes stake in Italian machinery maker IMA
BDT & MSD Partners’ investment values company at about €6.5bn and provides exit for private equity backer BC Partners

A US investment and advisory firm with ties to billionaires including Warren Buffett has agreed to buy a 45 per cent stake in Italian machinery maker IMA in a deal valuing the company at about €6.5bn, according to people familiar with the matter.

BDT & MSD Partners’ investment, which is expected to be announced on Monday, is a sign of its dealmaking ambitions and the latest big money transaction to take place in an otherwise slow market.

“We believe BDT & MSD’s long-term view and deep expertise in supporting family enterprise makes it an ideal partner to help us reach these goals and accelerate global growth, including in the US market,” Alberto Vacchi, chair and chief executive of IMA, said in a statement.

The IMA deal provides an exit for its current private equity backer BC Partners and marks the firm’s second sale in the past week after it agreed to offload a minority stake in US pet care retailer PetSmart to Apollo Global Management.

BC Partners will more than double its money on IMA after taking a 45 per cent stake in the company back in 2020, one of the people said.

The IMA transaction is one of the largest to take place in Europe year to date, according to Standard & Poor’s data, at a time when rising inflation and concerns over the state of the wider economy have weighed on dealmaking. Buyout firms have been hit particularly hard as the cost of the debt they use to fund their deals has increased significantly.

The number of $1bn-plus deals globally so far this year is on track to be the lowest since 2019, the S&P data shows. There have been signs of increasing activity in recent weeks, however, with GTCR agreeing to buy a stake in Worldpay in a deal valuing the payments company at up to $18.5bn.

Founded in 1961, IMA designs and manufactures machines for the processing and packaging of pharmaceuticals, cosmetics and food, among other things. 

The business is majority-owned by the wealthy northern Italian Vacchi family who built the company through a series of acquisitions.

BC Partners invested in IMA during the early stages of the Covid-19 pandemic in 2020, in a deal valuing IMA’s equity at about €3bn, the Financial Times previously reported. The company had €2bn in revenues in 2022, according to a press release.

“The company is widely considered a jewel in the manufacturing world in Europe and northern Italy,” Stefano Ferraresi, a partner at BC Partners, said in an interview with the Financial Times.

BC started exploring options to exit earlier this year after IMA’s strong performance and received approaches from corporates, as well as other private equity firms, Ferraresi said. The company also had portable debt which means that it will not need to raise new financing in a tough market.

The deal signals the clout of BDT & MSD Partners, a firm founded last year by the merger of Byron Trott’s BDT merchant bank with the Michael Dell-backed investment group MSD Partners.

“This investment is emblematic of our flagship strategy of providing long-term, aligned capital to family business owners and founders to help them achieve their objectives,” Trott said in a statement.

The firm is currently raising its latest flagship fund and has gathered $13bn from investors, according to a person familiar with the matter.

Trott, a senior former Goldman Sachs executive, is known as the billionaires’ banker and is a close adviser to Warren Buffett.

BDT & MSD is also co-led by former Goldman rainmaker Gregg Lemkau who joined MSD in 2021 after a successful investment banking career in which he advised a host of Silicon Valley executives including Elon Musk. The combined entities have invested more than $50bn since 2010.

Since the merger, BDT & MSD has invested in companies including Under Armour and software business Qualtrics.

The firm also owns assets including a minority stake in advisory firm Brunswick Group. Earlier this year, BDT & MSD did another deal in the packaging sector when it bought a stake in US company ProMach.

BDT & MSD Partners also recently hired former Goldman Sachs partner Dina Powell as a vice-chair.