>>> US Filings, Offerings and Pricings

Filings, Offerings and Pricings
Filings:
  • eMagin (EMAN) filed offering of ~2.947 mln shares of common stock on behalf of selling stockholders.
  • Albireo Pharma (ALBO) filed $100 mln mixed securities shelf offering.
  • Norbord (OSB) filed $500 mln mixed securities shelf offering.
  • NTN Buzztime (NTN) filed $25 mln mixed securities shelf offering.
  • Meta Financial (CASH) filed to withdraw Registration Statement on Form S-3 initially filed on January 21, 2016.
  • New York REIT (NYRT) filed offering of 3 mln shares of common stock on behalf of selling stockholders.
  • Pressure BioSciences (PBIO) filed for $29 mln offering of common stock and warrants.
  • Advanced Micro (AMD) filed offering of 75 mln shares of common stock on behalf of selling stockholders.
  • Virtus Investment Partners (VRTS) filed $500 mln mixed securities shelf offering.
  • Cobalt International Energy (CIE) filed $1 bln mixed securities shelf offering and ~71.375 mln shares of common stock on behalf of selling securityholders.
  • Green Plains (GPRE) filed mixed securities shelf offering; size not disclosed.
  • Extraction Oil & Gas (XOG) filed offering of ~18.79 mln shares of common stock on behalf of selling stockholders.
  • Fusion Telecom Int'l (FSNN) filed ~2.431 mln share common stock offering by selling stockholders.
  • Arbutus Biopharma (ABUS) filed $150 mln mixed securities shelf offering.
  • Golub Capital (GBDC) filed $800 mln mixed securities shelf offering.
Offerings:
  • ION Geophysical (IO) announced $20 mln "at-the-market" equity offering program.
  • WPCS Intl (WPCS) entered into Securities Purchase Agreement with Alpha Capital Anstalt and Brio Capital Master Fund.
  • RAVE Restaurant Group Board (RAVE) approved capital raise by way of a registered rights offering.
  • Cancer Genetics (CGIX) filed offering of ~2.608 mln shares of common stock on behalf of selling stockholders; confirmed registering for resale by purchasers, shares of common stock underlying certain existing warrants issued in private placements earlier this year.
  • RAVE Restaurant Group (RAVE) filed $1-3 mln offering of 4% Convertible Senior Notes due 2022; approved capital raise by way of a registered rights offering.
  • Enphase Energy (ENPH) entered into a $17 mln at-the-market issuance sales agreement.
Pricings:
  • BioAmber (BIOA 4.23) announced $7 mln underwritten offering of common stock priced at $4.00/share & about a 2.22 mln unit concurrent registered direct offering of warrants for gross proceeds of about $8.9 mln.
  • Strongbridge Biopharma (SBBP 3.00) entered into a securities purchase agreement for a placement of 14 mln of its ordinary shares priced at $2.50/share & warrants to purchase 7 mln shares for gross proceeds of $35 mln.