Filings, Offerings and Pricings
Filings:
- Arlington Asset Investment (AI) files for $750 mln mixed securities shelf offering
- Axovant (AXON) files for $750 mln mixed securities shelf offering
- Biostar Pharma (BSPM) files for offering of 346,429 share common stock issuable upon the exercise of outstanding warrants previously issued
- Clean Diesel Technologies (CDTI) files for 6,232,750 common stock offering by selling stockholders
- Clovis Oncology (CLVS) files for common stock offering by the co and/or selling stockholders; terms not disclosed. Co later announced an underwritten public offering of shares of its common stock to raise aggregate proceeds of about $175 mln.
- Professional Diversity Network (IPDN) files for offering of 246,445 shares of common stock issued upon the exercise of warrants to purchase our common stock by selling stockholder
- Novavax (NVAX) files for $125 mln mixed securities shelf offering and $75 mln at-the-market offering pursuant to a sales agreement with FBR Capital
- Ryerson (RYI) files for 21,037,500 share common stock offering by selling stockholders
- 22nd Century Group (XXII) files for $100 mln mixed securities shelf offering
Offerings:
- Parkervision (PRKR) entered into an At Market Issuance Sales Agreement to sell common stock having an aggregate offering price of up to $10 mln through FBR
- StoneMor Partners LP (STON) announces $20 mln private placement of 2,332,878 common units representing lp interests to StoneMor GP Holdings, the sole member and owner of the general partner of the Partnership
Pricings:
- Kopin (KOPN 2.84) will sell 7.339 mln shares to Goertek for $3.25/share in conjunction w/ partnership